Regulatory Information – including MiFID II & GDPR

Heritage Capital Management Ltd’s responsibilities and policies for;

  • Heritage Annual Trade Execution Report
  • Heritage Assessment of Value Report
  • Meeting its Regulatory Financial Resource Requirements
  • Heritage Consumer Duty Policy
  • Treating Customers Fairly
  • Dealing with Complaints
  • Heritage Client Agreement Terms and Conditions
  • Best Execution and Order Handling Policy
  • Gifts, Benefits and Inducements
  • Conflicts of Interest
  • Appropriateness Policy
  • Data Protection Statement
  • Revised Shareholders Rights Directive
  • Remuneration Policy
  • Terms & Conditions
  • Cookie Policy

Heritage Annual Trade Execution Report

Heritage Assessment of Value Report

Meeting Regulatory Financial Resource Requirements

Heritage Consumer Duty Policy

Treating Customers Fairly

Dealing With Complaints

Heritage Client Agreement Terms and Conditions

Best Execution & Order Handling Policy

Gifts, Benefits and Inducements

Conflicts of Interest

Appropriateness Policy

Data Protection Statement

Revised Shareholders Rights Directive

Remuneration Policy

Terms & Conditions

Cookie Policy