Regulatory Information – including MiFID II & GDPR
Heritage Capital Management Ltd’s responsibilities and policies for;
- Heritage Annual Trade Execution Report y/e 31/12/18
- Heritage Assessment of Value Report 2020
- Meeting its Regulatory Financial Resource Requirements
- Treating Customers Fairly
- Dealing with Complaints
- Best Execution and Order Handling Policy
- Gifts, Benefits and Inducements
- Conflicts of Interest
- Appropriateness Policy
- Data Protection Statement
- Revised Shareholders Rights Directive
- Terms & Conditions
- Cookie Policy