Regulatory Information – including MiFID II & GDPR

Heritage Capital Management Ltd’s responsibilities and policies for;

  • Heritage Annual Trade Execution Report y/e 31/12/18
  • Heritage Assessment of Value Report 2020
  • Meeting its Regulatory Financial Resource Requirements
  • Treating Customers Fairly
  • Dealing with Complaints
  • Best Execution and Order Handling Policy
  • Gifts, Benefits and Inducements
  • Conflicts of Interest
  • Appropriateness Policy
  • Data Protection Statement
  • Revised Shareholders Rights Directive
  • Terms & Conditions
  • Cookie Policy

Heritage Annual Trade Execution Report – y/e 31/12/20

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Heritage Assessment of Value Report 2020

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Meeting Regulatory Financial Resource Requirements

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Treating Customers Fairly

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Dealing With Complaints

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Best Execution & Order Handling Policy

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Gifts, Benefits and Inducements

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Conflicts of Interest

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Appropriateness Policy

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Data Protection Statement

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Revised Shareholders Rights Directive

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Terms & Conditions

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Cookie Policy

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