Regulatory Information – including MiFID II & GDPR

Heritage Capital Management Ltd’s responsibilities and policies for;

• Heritage Annual Trade Execution Report
• Heritage Assessment of Value Report
• Meeting its Regulatory Financial Resource Requirements
• Treating Customers Fairly
• Dealing with Complaints
• Best Execution and Order Handling Policy
• Gifts, Benefits and Inducements
• Conflicts of Interest
• Appropriateness Policy
• Data Protection Statement
• Revised Shareholders Rights Directive
• Remuneration Policy
• Terms & Conditions
• Cookie Policy